Editorial: The ARUBA study: where do we go from here?

Mohamed Samy ElhammadyDepartment of Neurosurgery, University of Miami, Florida

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Roberto C. HerosDepartment of Neurosurgery, University of Miami, Florida

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The highly controversial ARUBA (A Randomized Trial of Unruptured Brain Arteriovenous Malformations) study marked an important turning point in the history of the management of unruptured cerebral arteriovenous malformations (AVMs).4 This issue of the Journal of Neurosurgery includes a very thoughtful and important paper by Magro and colleagues, addressing the various critiques that have been published since the inception of the study in 2006.3 However, before discussing the current paper, we would like to briefly summarize the design and results of the ARUBA trial.

The ARUBA study was the first prospective multicenter randomized controlled trial (RCT) comparing medical management alone to medical management and prophylactic interventional therapy (endovascular, surgical, and radiation therapy, alone or in combination) in patients with unruptured AVMs. The primary end point was the composite measure of death from any cause or any stroke, which was defined as any symptom associated with any imaging finding. The secondary analysis was overall functional status and quality of life at a minimum of 5 years from randomization. An interim analysis performed after 6 years led to discontinuation of the study due to excessive morbidity in the treatment arm as compared with the conservatively treated cohort. A total of 223 patients had been enrolled in the trial, with a mean follow-up of approximately 33.3 months. The primary outcome was seen in 11 (10.1%) of the 109 patients assigned to the medical group and in 35 patients (30.7%) of the 114 patients assigned to the intervention group.

Even prior to commencement of enrollment, the design of the ARUBA study had been heavily criticized, particularly in regard to the proposed 5-year follow-up period, which many argued would unfairly detect all procedure-related complications but would be too short to detect the potential long-term benefits of prophylactic intervention. It was therefore not a surprise to most when the study was prematurely interrupted and the results were in favor of conservative therapy. Numerous editorials and commentaries discussing the weaknesses of the trial soon followed.1 However, despite the widely discussed limitations, many have interpreted the results as indicative that no unruptured AVM should be treated at all.2

In this issue of the Journal of Neurosurgery, Magro and colleagues performed a systematic review of all articles and comments published between January 2006 and February 2015 that discussed the ARUBA study. After excluding articles unrelated to ARUBA and those written by the ARUBA Collaborative Group as well as those not containing detailed comments on the trial, a total of 31 articles were selected for analysis. The authors then categorized the critiques into 3 broad categories: those related to study 1) design, 2) conduct, and 3) analysis and interpretation. In regard to study design, the heterogeneity of the patients and the lack of standardization of the treatment arm were mentioned most frequently, followed by the choice of outcome measures and the primary hypothesis in favor of medical management. In regard to conduct of the study, the low enrollment rate and the suspected selection bias were the most frequently mentioned concerns, as well as, to a lesser extent, the premature interruption of enrollment. Regarding analysis and interpretation of the trial, the short follow-up period and inappropriately drawn conclusions were the most frequently cited critiques, followed by the lack of subgroup analyses and the lack of detail regarding the treatment results. The authors discussed in a very thoughtful manner each of these limitations and subsequently proposed a framework for future clinical trials that would avoid some of the shortcomings of the ARUBA study. We would like to take this opportunity to highlight some aspects of their discussion.

The authors point out that one of the main problems with the ARUBA study had to do with the trial hypothesis: that conservative management improves patient outcomes as compared to prophylactic intervention. They explain how this hypothesis is not only unusual but illogical because intervention should have been the experimental arm that needed to be tested against conservative management, which should have been the control group, and not vice versa. This is because patients undergoing any sort of intervention are taking the risk of the procedure upfront, and in the setting of a still unproven treatment it becomes incumbent upon intervention to demonstrate the long-term benefit. Similarly, in the absence of evidence that an intervention is more beneficial than medical therapy, there is no need to test conservative management. In fact, it is unethical to presume that intervention is harmful and inferior to medical therapy and then decide to prove it in a trial. Another issue that the authors stress is that interventions must be tested individually to prove a beneficial effect based on their own merits. The results obtained from testing a group of interventions without stratification cannot be used as validation for or against any of the interventions individually. This is because a beneficial intervention may not be able to prove itself when lumped together with a harmful intervention and vice versa. Thus in the ARUBA trial, where all types of intervention were grouped together, only conservative management could be tested and verified. Based on these 2 points, the authors conclude that the ARUBA study ended up testing the single option that in the absence of evidence did not need to be tested.

Magro and colleagues argue that the only reason why the ARUBA study was able to take place was due to failure of our profession to prove the beneficial effects of the interventions we adopt. There are undoubtedly many changes taking place in our health care system. Given the rising cost of medical care, there has been a strong demand from government and health insurance agencies for evidence-based medicine and outcome measures. The burden of proof has fallen on our shoulders to prove the effectiveness of our interventions. The authors make the point that we, as a medical community, must learn how to better integrate clinical research and medical care and that the ARUBA trial should serve as the starting point for a collaborative effort by our profession to practice medicine in a more scientific fashion through so-called care trials. If we were to presume that conservative management is the current standard of care for unruptured cerebral AVMs, the authors propose establishing a new care trial whereby a promising yet still unproven intervention is offered to patients and tested for its merits against medical therapy (the standard of care). It is important to note that no patient should be treated outside of the scope of a care trial. If patients refuse possible randomization to intervention, then they must receive conservative management. The proposed study can still remain pragmatic and practical so as to minimally affect clinical care, but should consist of stratified treatments and involve a large number of patients. Similarly, the primary outcome should be well defined (e.g., mRS score > 2) and measured at a time interval that is sufficient (5–10 years) to demonstrate the potential benefits of therapy.

Unfortunately, and as the authors themselves acknowledge, such long-term care trials involving a relatively uncommon pathological entity can be a difficult undertaking for reasons such as inability to secure long-term funding, an increased vulnerability to post-randomization confounding and selection biases, and a greater potential for losses to follow-up and patient cross-overs. Another problem, which the authors do not address, is the issue of clinical equipoise. Is it ethical, at least in the mind of a competent cerebrovascular surgeon, to randomize a young patient with a small anterior frontal pole AVM to conservative management and thus expose him/her to the definite, albeit small, risk of hemorrhage, and deny him/her the chance of a cure through resection, which can be performed with minimal morbidity? Conversely, would we randomize an older patient with a Spetzler-Martin (S-M) Grade V AVM knowing that any intervention in this setting is ineffective, very dangerous, or both? Do we disregard personal experience and the wealth of literature accumulated over the years because it is was not obtained through RCTs? Finally, we must keep in mind that cerebral AVMs are uncommon complex lesions and that no two patients are similar. There are many confounding factors that influence both the natural history and the risk of intervention, and thus it becomes impossible and impractical to conduct a study that can account for every possible combination of variables.

If we accept that it would be difficult and impractical to conduct a proper RCT as suggested by Magro and colleagues, is there an intermediate, practical course of action that may improve the overall care of patients with unruptured AVMs? We believe there is. We can assemble a panel of experts who can embark on a systematic and thorough review of the extensive published experience available, much as we have done to establish guidelines in other areas of neurosurgical care. We are convinced that, even in the absence of proper randomized studies, there are enough published data concerning both the results of treatment with each of the different modalities on the one hand and the natural history of untreated AVMs on the other, that this process is likely to result in a general classification of AVMs in 3 broad groups. One group, which is likely to comprise most S-M Grade I and II AVMs, would probably be found to generally benefit from treatment. Another group, including most S-M Grade IV–V AVMs, will probably be best left untreated given the available data. And certainly we will find that in a significant number of patients, probably including most of those with S-M Grade III AVMs, some of the most difficult Grade II AVMs, and the easiest Grade IV AVMs, we simply do not know from the data available whether intervention should be undertaken, and what form of intervention (if any) should be offered. This will be the group in which true clinical equipoise exists, and the group of patients that most experienced clinicians would be likely to recruit into a well-designed randomized trial that adheres to the requirements so well discussed by Magro and colleagues.

We are indebted to these authors for what we consider to be the most thoughtful critique to this date of the ARUBA study.

References

  • 1

    Elhammady MS, Heros RC: Editorial. Stereotactic radiosurgery for Spetzler-Martin Grade III arteriovenous malformations. J Neurosurg 120:970972, 2014

  • 2

    Elhammady MS, Heros RC: Editorial. Surgical management of unruptured cerebral arteriovenous malformations. J Neurosurg 121:875876, 2014

  • 3

    Magro E, Gentric JC, Darsaut TE, Ziegler D, Bojanowski MW, Raymond J: Responses to ARUBA: a systematic review and critical analysis for the design of future arteriovenous malformation trials. J Neurosurg [epub ahead of print April 29, 2016. DOI: 10.3171/20156.JNS15619]

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  • 4

    Mohr JP, Parides MK, Stapf C, Moquete E, Moy CS, Overbey JR, et al.: Medical management with or without interventional therapy for unruptured brain arteriovenous malformations (ARUBA): a multicentre, non-blinded, randomised trial. Lancet 383:614621, 2014

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Disclosures

The authors report no conflict of interest.

Tim E. DarsautDepartment of Surgery, Division of Neurosurgery, University of Alberta Hospital, Mackenzie Health Sciences Centre, Edmonton, Alberta; and

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Jean RaymondDepartment of Radiology, Service of Neuroradiology, Centre Hospitalier de l'Université de Montréal (CHUM), Notre-Dame Hospital, Montreal, Quebec, Canada

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    Thought experiment: a forest plot presenting the results of an imaginary large-scale RCT of conservative management versus surgery for patients with AVM. We contend that obtaining these results would be extremely improbable.

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    Upper: Schematic representation of the notion of equipoise as commonly understood, where the slightest hunch in either direction is usually sufficient to displace the ball from the zone of uncertainty. Lower: A new concept in which hard work along the y axis is required to move the ball up and out of the zone of uncertainty. Note that the evidentiary bar for conservative management is lower than that for surgery, because the burden of proof is on the shoulders of those proposing invasive treatments. Figure is available in color online only.

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    Elhammady MS, Heros RC: Editorial. Stereotactic radiosurgery for Spetzler-Martin Grade III arteriovenous malformations. J Neurosurg 120:970972, 2014

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    Elhammady MS, Heros RC: Editorial. Surgical management of unruptured cerebral arteriovenous malformations. J Neurosurg 121:875876, 2014

  • 3

    Magro E, Gentric JC, Darsaut TE, Ziegler D, Bojanowski MW, Raymond J: Responses to ARUBA: a systematic review and critical analysis for the design of future arteriovenous malformation trials. J Neurosurg [epub ahead of print April 29, 2016. DOI: 10.3171/20156.JNS15619]

    • PubMed
    • Search Google Scholar
    • Export Citation
  • 4

    Mohr JP, Parides MK, Stapf C, Moquete E, Moy CS, Overbey JR, et al.: Medical management with or without interventional therapy for unruptured brain arteriovenous malformations (ARUBA): a multicentre, non-blinded, randomised trial. Lancet 383:614621, 2014

    • Crossref
    • PubMed
    • Search Google Scholar
    • Export Citation
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