Database Creation and Outcome

LBCH is a 255-bed children's hospital located in downtown Memphis, in the southwest corner of Tennessee. It serves a 200-mile radius and is the primary tertiary referral center for an estimated 1.4 million Mid-South children from 5 states: Tennessee, Mississippi, Arkansas, Kentucky, and Missouri. LBCH is a Level I pediatric trauma center for Tennessee, Mississippi, and Arkansas and the pediatric teaching partner of the University of Tennessee Health Science Center. The Child Advocacy Resource and Evaluation Services (CARES) team at LBCH evaluates all children with suspected AHT. We sought to identify all cases of AHT that were evaluated at LBCH from January 2009 through 2014. Cases of AHT were identified through several sources, including a prospectively maintained database of pediatric traumatic injuries (by the Trauma Service at LBCH) and an electronic medical record (EMR) query of all pediatric cases in which consultations were performed by members of both the neurosurgery service and CARES.

Variables and Definitions

For the purpose of this study, AHT was defined as skull fracture or intracranial hemorrhage in a child under the age of 5 years with a suspicious mechanism or evidence of other intentional injuries (i.e., retinal hemorrhages, old or new fractures, or soft-tissue bruising) that was consistent with AHT according to the final assessment of the CARES team. For each patient, we collected demographic information, including date of injury, race, and state of residence. Using recent local population statistics, we calculated monthly and annual incidence rates. The hospital course for each child was recorded, including extent of injury, length of hospital stay (LOS) and charges associated with that initial hospitalization, need for any neurosurgical intervention, and in-hospital mortality. For the purpose of this study, we viewed hospital “charges” and “cost” as having equivalent meanings (technically, “charges” are always greater than “costs,” typically by a fixed factor⁷), although it should be noted that professional fees are not included in the hospital charges. Cases were subdivided into 3 groups based on injury type: Grade I, skull fracture alone with or without associated craniofacial soft-tissue injury; Grade II, intracranial hemorrhage (i.e., intraparenchymal, intraventricular, subarachnoid, or subdural) or cerebral edema not requiring surgical intervention; and Grade III, intracranial hemorrhage requiring neurosurgical intervention or death as a direct result of AHT.

Study Questions

With this retrospective observational study, we posed the following questions: What are the demographic and clinical characteristics of AHT cases that are managed at LBCH? What are the monthly and annual incidence rates, and do those rates change with time or by season? What is the financial impact (i.e., hospital charges) of the child's injury for the hospital stay during which AHT was first diagnosed?

Statistical Analysis

Incidence rates were calculated by dividing the accrued number of events during a time interval (e.g., month or year) by the total LBCH catchment population for each interval. For monthly incidence rates, we averaged the rate for the month in question over the 6-year data that we acquired for this study. For example, the average rate for January is derived from January rates for the years 2009–2014. The catchment population was determined for each year from 2013 census data provided by LBCH marketing. A confidence interval (CI) was constructed for each month- and year-specific incidence rate, treating the rate as a Poisson random variable according to the following formula:

Demographics and Hospital Course

Two hundred thirteen children with AHT were evaluated and treated at LBCH. The most common race was African American (47%), and the majority of cases were male (61%), 6 months of age or younger (55%), publicly insured (82%), and from Tennessee (60%) (Table 1). The median age of our cases was 5.9 months (range 2 weeks–4 years). Overall, 54 (25.4%) were found to have skull fractures without an intracranial hemorrhage (i.e., Grade I AHT); 102 (47.9%) presented with an intracranial hemorrhage that did not require surgery (i.e., Grade II); and 57 (26.8%) either presented with an intracranial hemorrhage that did require neurosurgical intervention (n = 50, 87.7%), or died as a direct result of AHT (n = 7, 12.3%) (i.e., Grade III). A summary of surgical procedures for these patients can be found in Table 2. The most common procedures were bur hole evacuation of a subdural hemorrhage (n = 25), decompressive craniectomy (n = 22, including 6 cases in which the bone flap was replaced during the same hospitalization), and percutaneous transfontanelle subdural taps (n = 20). The median LOS was 5 days (range 1–65 days) and the total LOS for all patients was 1,760 days. Median and total LOS showed an increase with increasing injury grade (Table 3).

Incidence and Cost

Table 4 and Figs. 1 and 2 provide numbers of the 3 different grades of injury and incidence stratified by month using aggregate data for the study period 2009–2014. Figure 2 depicts the monthly incidence rates for AHT. January, July, and October were associated with higher than average rates (24.7, 21.7, and 24.7 per 100,000, respectively). Conversely, April, September, and November showed consistently low rates throughout this period (11.3, 16.5, and 12.4 per 100,000, respectively). Table 5 and Figs. 3 and 4 present annual data, which show an overall increase from 19.6 per 100,000 in 2009 to 47.4 per 100,000 in 2014 (with the highest incidence being in 2012, at 49.5 per 100,000) (Fig. 4).

Injury severity by month using aggregate data from 2009 through 2014. Grade I = skull fracture without intracranial hemorrhage (ICH); Grade II = ICH not requiring surgery; Grade III = ICH requiring neurosurgical intervention or AHT directly resulting in death. Figure is available in color online only.

Monthly AHT incidence with 95% CI (2009–2014). Dotted red line represents overall average rate for the 6 years (18.3 per 100,000). Figure is available in color online only.

Injury severity by year using aggregate data from 2009 through 2014. Figure is available in color online only.

Yearly AHT incidence with 95% CI (2009–2014). Dotted red line represents overall average rate for the 6 years (36.6 per 100,000). Figure is available in color online only.

The total cost for all cases was calculated as $13,014,584, and the median cost per case was $27,939 (range $1,189–$385,688). The 1- to 6-month age group showed the highest total charges, yet older children (13–24 months and 2–5 years) showed higher median charges as a group (Table 6). Although summer months still showed high total costs overall, January had the largest median cost overall. The most costly year was 2012, with $3,012,400 in total charges. Individuals with public insurance incurred the majority of costs, though the median cost was similar for the different coverage groups. Individuals with Grade III injuries incurred higher costs than those with Grade II or Grade I injuries: 1.5–10.2 times the cost of total charges and 2.9–7.3 times the median cost (Table 6).

Our Results

Whereas many prior studies have viewed AHT from a state or nationwide perspective,^{3,13,20,24,25,29,31} our study was designed to examine the disease through the lens of a single hospital to provide a local epidemiological perspective. AHT is disproportionately a malady of the poor.¹⁸ There are many risk factors associated with socioeconomic status that could contribute to this particular finding, including drug use or abuse, single-parent households, young maternal or paternal age, low education levels, and high psychosocial stress levels.¹³ Consistent with prior reports,³² the AHT population treated at LBCH was predominantly male, African American, very young (the largest age group was 1–6 months), and publicly insured. Wood et al.³⁰ have suggested that a bias may exist in evaluation for AHT and that African American or publicly insured/uninsured infants may be overevaluated compared with white or privately insured children. While we cannot definitively prove or disprove their theory within our own population, we can say that great care is taken to evaluate all children suspected of having AHT through independent evaluation by multiple services (e.g., general pediatrics, emergency room, general surgery), with the final decision being rendered by the CARES team. As expected, the majority of our cases came from Tennessee (predominantly Shelby County), but it is interesting to note that from 2009 through 2014 there was a substantial increase in the numbers of AHT cases from Arkansas and Mississippi as well as Tennessee; there were too few cases from Missouri or Kentucky to be able to allow for identification of trends. This may be a result of improved general awareness and a low threshold for evaluation, in addition to the designation of LBCH as a Level I trauma center during the study period (October 2011). However, a change in referral patterns as a result of the Level I trauma center designation is unlikely to be the sole—or even the predominant—reason for the substantial increase in the AHT incidence from 2009 (19.6 per 100,000) through 2014 (47.4 per 100,000), because our hospital has always been the only tertiary facility with pediatric neurosurgical services for a catchment area that has not experienced any dramatic population shifts. This leads us to believe that while completely accurate rates are difficult to obtain, the increase in AHT is most likely a real phenomenon.

Fifty-eight children required 101 surgical or bedside procedures, with the majority of them being directed at the management of subdural collections, which is in agreement with other publications.¹⁵ Our mortality rate was 3.3% (7 of 213 patients); all of the patients who died had subdural hematomas with widespread areas of bilateral cerebral infarction and poor neurological examination findings at presentation. Our mortality rate was significantly lower than the rates in other reports, such as those of Scribano et al. (19%),²³ Esernio-Jenssen et al. (18%),⁴ and King et al. (19%).¹³ Shein et al.²⁶ found that a low initial Glasgow Coma Scale score, retinal hemorrhages, intraparenchymal hemorrhage, and cerebral edema are independent predictors of mortality in AHT.

Many studies have provided incidence rates.²⁰ For example, Selassie et al. reported age-specific rates per 100,000 per year ranging from 28.9 in infants to 4.1 in 5-year-olds.²⁴ Narang and Clarke¹⁷ estimated the incidence to be between 16 and 33 cases per 100,000 children per year in the first 2 years of life. Using both the narrow and broad coding algorithms of the Centers for Disease Control and Prevention, Shanahan et al. determined the incidence to be, respectively, 33.4 and 38.8 cases per 100,000 children younger than 1 year of age per year.²⁵ Similarly, Niederkrotenthaler et al.¹⁸ reported a US incidence rate of 39.8 per 100,000 per year for children younger than 1 year and 6.8 per 100,000 per year for children 1 year old. Using emergency department data for the years 2006–2009, Xiang et al.³² calculated a risk that was directly comparable to ours but significantly lower (i.e., 12.83 per 100,000 per year for children 4 years of age or younger) than our average annual incidence of 36.6 cases per 100,000 children per year. To our knowledge, ours is the first study comparing AHT incidence rates across individual months and years. Our average monthly (6-year aggregate) incidence of abusive head injury in the catchment area per 100,000 children 0–4 years of age was 18.3 cases. In general, late spring and summer (i.e., May to August) had higher rates, with the months of October and January having the highest (both 24.7). This could be partially attributed to single years, 2013 and 2014, which had an unusually large number of cases in October and January, respectively. It is possible that if we had conducted our study over a longer time period, the differences in the monthly/seasonal rates would have washed out, as we can think of no obvious reason why AHT would vary by month or season, unlike nonabusive head trauma in both children and adults. Unfortunately, there does appear to be a clear increase in the annual incidence of AHT at LBCH, but the reasons for this are not readily apparent.

There has also been considerable interest in the costs associated with AHT.^5,8,21 To our knowledge, this is the first study to look at how injury severity correlates with the economic burden associated with AHT as measured by hospital charges. We have introduced a novel, simple injury classification (Grades I–III) that can be used to stratify not only injury severity but also associated surrogate variables of cost and LOS data. This attempt was undertaken because a review of the AHT literature revealed no such unifying classification system. Our system is analogous to the Hunt and Hess grading system used for patients with aneurysmal subarachnoid hemorrhage.¹⁰ It is our hope that our classification system will be scrutinized, modified, and used by others to create a common terminology for future AHT research.

Not surprisingly, our results show clear increases in the costs of treatment associated with increasing severity of injury—Grade III injuries having 10-fold higher cumulative costs than those of Grade I, despite having similar numbers of patients categorized into these 2 groups. Even though the number of patients with Grade II injuries was nearly twice the number of patients with Grade III injuries (114 vs 70), the total costs for Grade II injuries were still far lower. The distribution of LOS data for different injury-grade groups was similar to that of cost data. Patients with Grade III injuries accumulated over 4-fold more hospital days than those with Grade I injuries and the number of hospital days required for Grade III and Grade II injuries was similar, despite the fact that the group with Grade II injuries included twice as many patients. It should be noted that the total number of hospital days for Grade III injuries is skewed downward by patients who died while under care, the majority of whom were only admitted 1 day before death. The median cost of a single admission for AHT during the study period was nearly $28,000, and the total hospital charges were a staggering $13 million.

Like all studies, ours has advantages and disadvantages. While our population is much smaller than those studies that use national administrative databases, such as the Kids' Inpatient Database,¹⁹ we were able to provide greater clinical detail and did not rely on International Classification of Diseases (ICD) codes that such registries are based on.^12,16,25 We are confident our search strategy identified the vast majority of AHT cases, but we may have missed a few. It is possible that we may have missed more older cases (e.g., from 2009 or 2010) than recent ones (e.g., from 2013 or 2014). Nonetheless, it is unlikely that any significant number of children were managed at hospitals other than LBCH, particularly in Shelby and other immediate surrounding counties. Beyond these counties, it is possible that some children were managed at other tertiary children's hospitals with pediatric neurosurgical services. Another issue concerns our assessment of AHT incidence, which was calculated using population estimates and projections due to the fact that no reliable monthly or yearly population counts exist for our study population, although there has been no dramatic change in the population over the study period. The figures that we present should thus be regarded as fairly accurate estimates. Our most notable limitation is that our analysis pertained to the child's initial admission. There will always be a need for longitudinal studies evaluating cost, neurological development, disability and recovery, school performance, and psychosocial behavior.^9,22 For example, Peterson et al. estimated the total medical cost attributable to AHT in the 4 years after diagnosis as $47,952 (95% CI $40,219–$55,685).²¹ Interventions targeting known risk factors, such as parenting education for the stress of inconsolable infant crying, have demonstrated good levels of success in fighting pediatric AHT.^1,2